Our current job postings

Anti-Money Laundering and Privacy Officer

  • Employer: iA Private Wealth Inc.
  • Office: 522 University Avenue
  • Location: Toronto, Ontario
  • Other Possible Location(s): Montreal, Quebec
  • Job category: Compliance Generalist/Multidiscipline
  • Job ID: JR10015387
  • Job type: Permanent Job Full time
  • Apply before: 2022-12-19

Description

Description

Under the responsibility of the Director, Regulatory Compliance the incumbent must be knowledgeable about the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA), federal and provincial privacy laws and related regulations. 

Duties related to Anti-Money Laundering include:

  • Review and assess account client activity for potential suspicious transactions
  • Review and access account opening documentation for higher risk clients
  • Conduct ongoing reviews of account activity for higher risk clients
  • Assist with the identification of clients during the onboarding process
  • Assist with the ongoing Risk Based Assessment in accordance with FINTRAC requirements
  • Review all screening reports of clients for Sanctions and Financial Risk
  • Assist with the development of ongoing Advisor and employee training programs and Compliance policies and procedures related to Anti-Money Laundering
  • Provide Compliance support to Branch Managers, Operations and other business divisions
  • Maintain knowledge and understanding of industry practices and regulations

Duties related to Privacy include:

  • Review and assess privacy related matters
  • Draft response letters and maintain reporting logs
  • Assist with ongoing corporate privacy initiatives as needed
  • Assist with the development of ongoing Advisor and employee training programs and Compliance policies and procedures related to privacy
  • Provide Compliance support to Branch Managers, Operations and other business divisions
  • Maintain knowledge and understanding of industry practices and regulations

Qualifications

  • Bilingualism (an asset)
  • College diploma (DEC in Quebec) or university degree 
  • 5 or more years relevant industry experience
  • The Canadian Securities Course, Conduct & Practices Handbook Course, Branch Manager Course & Knowledge of the securities industry (an asset)
  • Knowledge of IIROC Policies and Procedures
  • Knowledge of AML (Anti-Money Laundering) requirements
  • Knowledge of privacy requirements
  • Basic knowledge of the securities market regulatory framework
  • Analytical skills
  • Organization and prioritization skills


 


At iA, we invest,
in you.

Our employees are our best investment and we have much to offer them.


Company Overview

About

iA Financial Group is the strength of a company with a human side, with its over 8,000 employees. Together, we have earned the trust of our more than four million clients and 50,000 advisors who have chosen us for their insurance, savings, and wealth management.

With over $200 billion in assets and half a billion invested in technological innovation, we’re a key player in the financial services industry in Canada and the United States. The secret to our success? Investing in you, one person at a time. Because, for over 125 years, we have believed that it’s by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate.

At iA, we’re invested in you.

Our commitment to Diversity and Inclusion

At iA Financial Group, we support and celebrate diversity. We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability.

Please note that if you need help or assistance to make the recruitment process more accessible for you, please contact us here. Someone from our team will be happy to assist you.