Corporate Branch Manager

Job Title

Corporate Branch Manager

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Build the future with us

Are you driven by the mutual fund industry and eager to contribute to the purpose of a company that aims to help its clients feel confident and secure about their future? As a Corporate Branch Manager, you will play a key role in compliance oversight, advisor supervision, and ensuring regulatory adherence.

This position is a great opportunity to showcase your skills and fully realize your potential within a caring and trustworthy company. Here, people and their development are at the heart of our priorities, fostering an environment that encourages collaboration and innovation.

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What you’ll accomplish with us

 As a Corporate Branch Manager, you’ll be at the core of our mission. Here are the main responsibilities:

• Ensuring compliance policies and procedures are maintained at each office;
• Reviewing and approving new account openings;
• Ensuring compliance with suitability requirements;
• Providing supervision of trades and advice given to clients;
• Supervising Branch Manager and/or Representative activities;
• Reviewing and following up on previous day’s trades;
• Following up on questionable trades and escalating as necessary;
• Completing KYC update review and approval;
• Providing training and education to the field;
• Providing coverage and support to other Corporate Branch Managers on the team;
• Providing support to our order affirmation team and other compliance teams as needed;
• Monitoring trends, communicating findings and implementing corrective actions;
• Acting as a resource for the field.

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What could accelerate your success in this role

We’re looking for someone who:

• Has 2-3 years of compliance supervision experience and 3-5 years in the Mutual Fund Industry;
• Is known for their strong analytical abilities to understand and interpret regulatory legislation;
• Stands out for their ability to train, coach, and support field teams;
• Demonstrates compliance supervision experience;
• Is recognized for their excellent knowledge of the mutual fund industry.

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Why you’ll love working with us

• A work environment where learning and development merge with a collective pursuit of excellence;
• A healthy, safe, fair, and inclusive environment where potential can be freely expressed and developed;
• The opportunity to work in a hybrid environment, supported by flexibility and access to inspiring and innovative workspaces;
• Competitive benefits: Flexible group insurance, competitive pension plan, stock purchase plan, vacation and wellness/personal development days, telemedicine, employee and family assistance program, ergonomic furniture program, performance bonus, discounts on iA products, and much more!
• The typical hiring range for this position is between 65 000$ and 90 000$ CAD per year; the base salary offered may vary depending on knowledge, skills, years of experience, and internal equity related to the role. At iA, we are committed to offering a fair, equitable, and market-based compensation structure. Our market data is updated annually to reflect the most current market conditions.

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Apply now and get ahead of your career, where your talent really belongs!

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Still unsure about applying?

At iA, we believe in potential and value diverse experiences. If this role inspires you, go ahead and apply – your place might be with us, and we want to get to know you!

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