Our current job postings

Compliance Career - Future Opportunities

  • Employer: iA Financial Group
  • Office: 1080, Grande Allee West
  • Location: Québec, Quebec
  • Other Possible Location(s): Montreal, Quebec
  • Job category: Compliance Generalist/Multidiscipline
  • Job ID: JR10007345
  • Job type: Permanent Job Full time
  • Apply before: 2022-12-30

Description

Please note that this is a bank of applications in anticipation of our future compliance needs. 

You realize. You can.

At IA Financial Group, a career in compliance is possible! Many opportunities are available to you in different dynamic and growing business sectors.

We are looking for people with good analytical skills, sound judgment and influence to promote compliance within the sector in question! Are you a good communicator, with leadership and a service mentality? We probably have a place for you!

Here are a few challenges you might face: 

-Carry out oversight mandates as a member of the second line of defense of the IA Group; make appropriate recommendations and follow up on recommendations.
-Participate in the coordination of various compliance mandates
-Participate in various industry committees
-Advise and support the various sectors of the Group with respect to regulatory risk management and compliance


You could also : 

-Participate in the supervision of the financial advisors of the various Distribution Networks and in the monitoring of their practices in order to ensure the compliance of their activities
-Write certain compliance review reports
-Verify transactions made by financial advisors and ensure that they comply with the rules 
-Ensure compliance with policies and procedures
-Provide and deliver training to all branch staff in our distribution networks on regulatory and corporate policies and procedures


Profile sought :

-Bachelor's degree in law, business administration, accounting or any other relevant academic training
-At least 2 to 5 years of relevant experience
-Bilingualism
-Successful completion of the following certifications or credentials may be an asset for some opportunities: 

-Hold the CPA designation
-Successful completion of the Investment Funds Institute Investment Course and Branch Manager Examination

Hold a life and health insurance representative's certificate issued by the Autorité des marchés financiers or an equivalent certificate issued by a regulator in another province
Want to learn more about possible career opportunities in compliance at iA Financial Group?


At iA, we invest,
in you.

Our employees are our best investment and we have much to offer them.


Company Overview

About

iA Financial Group is the strength of a company with a human side, with its over 8,000 employees. Together, we have earned the trust of our more than four million clients and 25,000 advisors who have chosen us for their insurance, savings, and wealth management.

With over $200 billion in assets and half a billion invested in technological innovation, we’re a key player in the financial services industry in Canada and the United States. The secret to our success? Investing in you, one person at a time. Because, for over 125 years, we have believed that it’s by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate.

At iA, we’re invested in you.

Our commitment to Diversity and Inclusion

At iA Financial Group, we support and celebrate diversity. We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability.

Please note that if you need help or assistance to make the recruitment process more accessible for you, please contact us here. Someone from our team will be happy to assist you.