Compliance Career - Future Opportunities
- Employer: iA Financial Group
- Office: 1080, Grande Allee West
- City: Québec
- Province: Quebec
- Job category: Compliance Generalist/Multidiscipline
- Job ID: JR10007345
- Job type: Permanent Job Full time
- Apply before: 2021-04-02
iA Financial Group is the fourth largest life and health insurance company in Canada and offers a wide range of products for all stages of life and to meet the needs of clients across its vast sales network. Founded in 1892, iA Financial Group’s stability and solidity make it an employer of choice that invests in its employees and their development over the long term.
With operations across Canada and in the United States, iA Financial Group and its over 5,000 employees work hard every day to offer the best service to over four million clients.
Please note that this is a bank of applications in anticipation of our future compliance needs.
You realize. You can.
At IA Financial Group, a career in compliance is possible! Many opportunities are available to you in different dynamic and growing business sectors.
We are looking for people with good analytical skills, sound judgment and influence to promote compliance within the sector in question! Are you a good communicator, with leadership and a service mentality? We probably have a place for you!
Here are a few challenges you might face:
-Carry out oversight mandates as a member of the second line of defense of the IA Group; make appropriate recommendations and follow up on recommendations.
-Participate in the coordination of various compliance mandates
-Participate in various industry committees
-Advise and support the various sectors of the Group with respect to regulatory risk management and compliance
You could also :
-Participate in the supervision of the financial advisors of the various Distribution Networks and in the monitoring of their practices in order to ensure the compliance of their activities
-Write certain compliance review reports
-Verify transactions made by financial advisors and ensure that they comply with the rules
-Ensure compliance with policies and procedures
-Provide and deliver training to all branch staff in our distribution networks on regulatory and corporate policies and procedures
Profile sought :
-Bachelor's degree in law, business administration, accounting or any other relevant academic training
-At least 2 to 5 years of relevant experience
-Successful completion of the following certifications or credentials may be an asset for some opportunities:
-Hold the CPA designation
-Successful completion of the Investment Funds Institute Investment Course and Branch Manager Examination
Hold a life and health insurance representative's certificate issued by the Autorité des marchés financiers or an equivalent certificate issued by a regulator in another province
Want to learn more about possible career opportunities in compliance at iA Financial Group?
iA Financial Group is committed to having an equal access employment program and welcomes applications from women, visible minorities, Aboriginal peoples and disabled persons. Any use of the masculine form is to simplify the text and includes the feminine form.
Also, we are committed to fostering a workplace that promotes diversity and inclusion. We can provide accommodation in our recruitment and selection processes to applicants with disabilities where required. Please contact your Recruiter, or send an email to firstname.lastname@example.org.