Corporate Branch Manager
- Employer: iA Financial Group
- Office: 1080, Grande Allee West
- Location: Québec, Quebec
- Job category: Retail Banking Regional and Branch Management - Generalist/Multidiscipline
- Job ID: JR10017220
- Job type: Permanent Job Full time
- Apply before: 2023-06-02
Description
Compliance/Permanent/Anywhere in Canada/Telework or hybrid/Desired start date: As soon as possible
Reporting to the Coordinator of Corporate Branch Managers, the Corporate Branch Manager will be responsible for providing coverage to several advisors and/or sub-branch locations. The key responsibilities involve compliance oversight to our network of mutual fund sales advisors. Please note, this role will be an “in-house” role; however, minimal travel may be required.
Responsibilities:
Ensuring policies and procedures are maintained at each office within their region
Ensuring compliance with suitability requirements
Reviewing and approving new account openings
Providing supervision of trades and advice given to clients
Supervising branch manager and/or advisor activities
Reviewing and following up on the previous day’s trades
Following up on questionable trades and escalating as necessary
Completing KYC update review and approval
Participating in compliance conferences
Providing training and education in the field
Monitor trends and communicating findings, and implementing corrective actions
Acting as a resource for the field
Acting as backup coverage as required
Other projects as assigned
Requirements:
University degree or equivalent post-secondary education
Excellent knowledge of the mutual fund industry
Minimum of two to three years of compliance supervision experience and three to five years in the mutual fund industry
Completion of the Canadian Investment Funds Course and Exempt Market Products Course, or Canadian Securities Course
Completion of the Branch Managers Course or either the Officers, Partners and Directors (OPD) Course or Partners, Directors and Officers (PDO) Course
Ability to understand, analyze and interpret regulatory legislation
Excellent problem-solving, organizational and communication skills
Ability to work both independently and as part of a team
Excellent English and French language skills, both oral and written due to frequent interactions with English and French-speaking colleagues or internal partners across Canada
If you wish to join a successful company with many perks, apply here!
At iA, we invest,
in you.
Our employees are our best investment and we have much to offer them.
Company Overview
About
iA Financial Group is the strength of a company with a human side, with its over 8,000 employees. Together, we have earned the trust of our more than four million clients and 50,000 advisors who have chosen us for their insurance, savings, and wealth management.
With over $200 billion in assets and half a billion invested in technological innovation, we’re a key player in the financial services industry in Canada and the United States. The secret to our success? Investing in you, one person at a time. Because, for over 125 years, we have believed that it’s by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate.
At iA, we’re invested in you.
Our commitment to Diversity and Inclusion
At iA Financial Group, we support and celebrate diversity. We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability.
Please note that if you need help or assistance to make the recruitment process more accessible for you, please contact us here. Someone from our team will be happy to assist you.