Our current job postings

Specialist, Registration and Licensing

  • Employer: iA Financial Group
  • Office: 1080, Grande Allee West
  • Location: Québec, Quebec
  • Other Possible Location(s): Montreal, Quebec; Toronto, Ontario
  • Job category: Compliance Generalist/Multidiscipline
  • Job ID: JR10015281
  • Job type: Permanent Job Full time
  • Apply before: 2022-12-09

Description

Compliance/Work from Home/Québec, Montréal, Toronto

You are known for your organisational and priorities management skills ? You want to build your career in compliance with one of the largest Insurance and Financial companies in Canada?

 

We have an exciting opportunity available that could be the perfect opportunity for you!

 

What will you be doing?

  • Responsible for the entire process of onboarding new Advisors

  • Responsible for the Terms & Conditions / Supervision files, including inputting in dedicated tools, updates, following up with Advisors and with internal partners and Regulators

  • Responsible for the flow of Outside (Business) Activities, including: reception, due diligence, escalation, approval, disclosure to the Regulators

  • Support and Communicate directly and efficiently with Advisors, internal partners (other departments), external partners and Regulators

  • Contribute to the revision, redaction and implementation of new/updated procedures and documents used by the team and by Advisors

  • Handle special projects and any projects assigned by the Sr. Manager and/or the ACCO in charge of Advisor Supervision

 

Your career path looks like this:

  • Minimum 2 years of related experience

  • Knowledge of the mutual fund industry and mutual fund course are an asset

  • Open to take the Mutual fund course within the first year in the position

  • Bilingualism (English/French) is mandatory

 

You wish to be part of a dynamic team where teamwork and professional developent are encouraged? Apply here!


At iA, we invest,
in you.

Our employees are our best investment and we have much to offer them.


Company Overview

About

iA Financial Group is the strength of a company with a human side, with its over 8,000 employees. Together, we have earned the trust of our more than four million clients and 50,000 advisors who have chosen us for their insurance, savings, and wealth management.

With over $200 billion in assets and half a billion invested in technological innovation, we’re a key player in the financial services industry in Canada and the United States. The secret to our success? Investing in you, one person at a time. Because, for over 125 years, we have believed that it’s by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate.

At iA, we’re invested in you.

Our commitment to Diversity and Inclusion

At iA Financial Group, we support and celebrate diversity. We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability.

Please note that if you need help or assistance to make the recruitment process more accessible for you, please contact us here. Someone from our team will be happy to assist you.